DID CHIN YU HSIEH CAUSE YOU INVESTMENT LOSSES?
About Chin Yu Hsieh of Transamerica Financial Advisors, Inc.?
Chin Yu Hsieh (CRD #7190949) , located in Bellevue, Washington, has been registered as a broker with Transamerica Financial Advisors, Inc. since November 18, 2019. He holds active licenses in 25 U.S. states and territories and is registered with one self-regulatory organization (FINRA). Mr. Hsieh has passed two general industry/product exams (Securities Industry Essentials Examination and Series 6) and one multi-state securities law exam (Series 63). However, he has not completed any principal or supervisory exams. In addition to his brokerage role, Mr. Hsieh serves as the President of Fortune Back Home LLC, a tax preparation business, and is affiliated with World Financial Group. He has experience in sales of insurance and financial products.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Chin Yu Hsieh Customer Complaints and Reviews
Mr. Hsieh has one pending customer dispute disclosed in his BrokerCheck record:
- Customer Dispute
- Date Filed: October 14, 2024.
- Complaint: The customer claims that Mr. Hsieh conducted unauthorized trades in her account in August 2024, involving a variable annuity.
- Damages: Approximately $65,000.
- Status: The dispute is pending.
Allegations Against Chin Yu Hsieh
The pending customer dispute against Mr. Hsieh raises concerns regarding unauthorized trading activities. Key details of the allegation include:
- Allegations: Unauthorized trades in a customer’s account involving a variable annuity product.
- Financial Impact: The customer alleges damages totaling approximately $65,000, reflecting a significant financial concern.
- Status: The case is currently unresolved, with no findings or admissions of wrongdoing.
- While the allegations remain unproven, the dispute emphasizes the need for transparency and proper authorization in account management.
Chin Yu Hsieh Red Flags & Your Rights As An Investor
Of course, Chin Yu Hsieh did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chin Yu Hsieh at Transamerica Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Chin Yu Hsieh has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Transamerica Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Transamerica Financial Advisors, Inc. Due To Chin Yu Hsieh
If you have questions about Transamerica Financial Advisors, Inc. and/or Chin Yu Hsieh and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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