DID CHRIS FRAIJO CAUSE YOU INVESTMENT LOSSES?
Chris Fraijo Formerly With Navy Federal Investment Services, LLC was fired on September 13, 2024, due to multiple allegations and failure to follow policies and procedures.
Who is Chris Fraijo formerly with Navy Federal Investment Services, LLC?
Chris Fraijo (CRD #6981977) who was formerly registered as a broker with Navy Federal Investment Services, LLC and located in San Bernardino, California, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Chris Fraijo Employment History
Chris Fraijo has held positions in multiple financial services firms, having worked for six firms since 2018. His employment history also includes brief stints with Allstate Financial Services, LLC, Ameriprise Financial Services, LLC, Farmers Financial Solutions, LLC, and Equitable Advisors, LLC. He is currently not registered.
Fraijo has passed two general industry/product exams and two multi-state securities law exams, which allowed him to serve clients across different states.
Chris Fraijo was recently employed with Navy Federal Investment Services, LLC, from February 2023 until his termination in September 2024. The termination was due to multiple policy violations, including inadequate client record management, missed meetings, and delays in responding to compliance and management.
Negative Disclosures
- Employment Termination September 13, 2024:
- Allegations:
- Failure to follow policy and procedures regarding client records.
- Delays in check transmittals and missed requirements for annuity pre-approvals.
- Missed or delayed attendance at client and team meetings, along with non-compliance in completing annual training requirements.
Allegations
- The allegations against Fraijo relate primarily to procedural failures during his tenure at Navy Federal Investment Services, LLC. He was accused of not adhering to policies for maintaining client records, timeliness in required compliance actions, and consistent attendance at meetings.
Chris Fraijo Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Chris Fraijo is a red flag which should put all current and former customers of Chris Fraijo at Navy Federal Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Chris Fraijo engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Navy Federal Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Navy Federal Investment Services, LLC Due To Chris Fraijo
If you have questions about Navy Federal Investment Services, LLC and/or Chris Fraijo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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