DID CHRISTIAN EDUARDO DE BERARDINIS CAUSE YOU INVESTMENT LOSSES?
About Christian De Berardinis formerly with Morgan Stanley?
Christian De Berardinis (CRD #4312327) , located in New York, New York, has over two decades of experience in the securities industry. He has worked at seven firms as a registered broker, including notable tenures at Morgan Stanley (2015-2023) and J.P. Morgan Securities LLC (2011-2015). He is currently not registered with any securities firm but is affiliated with Aperture Advisors LLC as an Investment Adviser Representative and Managing Partner. He has passed two general industry/product exams and two multi-state securities law exams, including the Series 65 and Series 63 exams. However, he has not passed any principal/supervisory exams.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Christian De Berardinis Customer Complaints and Reviews
- Customer Dispute: March 1, 2023
- Complaint: Claimants alleged that De Berardinis solicited unauthorized outside investment opportunities from 2020 to 2023.
- Outcome January 17, 2024: settled for $1,350,000, with no financial contribution from De Berardinis.
- Termination After Allegations:
- Date: June 22, 2023
- Firm: Morgan Stanley
- Reason: Allegations of involvement in unapproved securities offers or sales.
Allegations Against Christian De Berardinis
- Customer Complaint Allegations:
- De Berardinis was accused of promoting unauthorized investment opportunities, leading to significant settlement costs for Morgan Stanley. These actions underline potential risks for clients due to unauthorized activities.
- Employment Termination Allegations:
- His departure from Morgan Stanley occurred amid accusations of unauthorized securities sales. De Berardinis stated it was to start his own firm.
Christian De Berardinis Red Flags & Your Rights As An Investor
Of course, Christian De Berardinis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christian De Berardinis at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Christian De Berardinis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Christian De Berardinis
If you have questions about Morgan Stanley and/or Christian De Berardinis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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