DID CHRISTIAN HARVEY JOHNSTON CAUSE YOU INVESTMENT LOSSES?
Christian Johnston Of LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct
About Christian Johnston of LPL Financial LLC?
Christian Johnston (CRD #2601094) is currently registered with LPL Financial LLC in Olive Branch, Mississippi, having joined them on November 30, 2022. He has a substantial history in the financial industry, evidenced by his previous registrations with multiple firms including Infinex Investments, Inc., and BancorpSouth Investment Services, Inc. Johnston is licensed in 24 U.S. states and territories and has passed four industry exams: two General Industry/Product Exams (Series 7 and SIE) and two Multi-State Securities Law Exams (Series 63 and 65). His registration across multiple states and successful completion of essential industry exams illustrates a well-established professional foundation in the securities sector.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Christian Johnston Customer Complaints and Reviews
Christian Johnston has several disclosures in his record:
- Customer Disputes (2 incidents):
- A dispute in 2014 claimed investments were unsuitable for the clients’ objectives, seeking $225,000 in damages. This complaint was withdrawn.
- Another dispute from 2009 involved a failure to execute a stock purchase order, with alleged damages of $14,382. This complaint was denied.
- Termination (1 incident):
- Johnston was discharged from Pruco Securities in 1999 for failing to disclose a felony charge on his Form U-4, although he stated that the charge had been dropped prior to his application and that he was advised not to disclose it.
Allegations Against Christian Johnston
The allegations and accusations against Christian Johnston include:.
- Customer Complaints:
- Allegations of unsuitable investment recommendations in 2014 that supposedly did not align with the clients’ risk tolerances and objectives.
- Failure to execute a stock purchase in 2009 as allegedly instructed by a client.
- Termination: Discharge from employment due to nondisclosure of a prior felony charge on a regulatory form.
Christian Johnston Red Flags & Your Rights As An Investor
Of course, Christian Johnston did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christian Johnston at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Christian Johnston has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Christian Johnston
If you have questions about LPL Financial LLC and/or Christian Johnston and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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