It is critical for all to understand as much as possible about the individuals with whom we entrust our money. There are several places where you may discover information regarding a person’s background, including past employment history, regulatory court actions, and customer complaints.
This important information may lead to questions about Christopher Butler and investment losses you suffered. We will do our best to answer those questions.
DID CHRISTOPHER JAMES BUTLER CAUSE YOU INVESTMENT LOSSES?
Christopher Butler Of Morgan Stanley Has 9 Customer Complaints For Alleged Broker Misconduct
Who is Christopher Butler of Morgan Stanley?
Christopher Butler (CRD #1894450) who is currently registered with Morgan Stanley and located in Woodland Hills, California is a subject of one of our many securities industry sales practice abuse investigations.
Christopher Butler Customer Complaints
Christopher Butler has been the subject of 9 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Christopher Butler’s 9 customer complaints resulted in an Award in favor of investor. Five of Christopher Butler’s customer complaints were settled in favor of investors. Three of Christopher Butler’s customer complaints were denied and, to date, the customers have not taken any further action.
Allegations Against Christopher Butler
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Breach of fiduciary duty, unauthorized trading, fraud, and unsuitable investment recommendations related to the use of margin in a account.
- Unsuitable investment recommendations of corporate debt.
- Unsuitable investment recommendations of energy bonds.
- Misrepresentation with respect to corporate bond and equity investments in account.
- At misrepresentation and omissions of material fact, negligence, breach of fiduciary duty, and unsuitable investment recommendations related to mutual funds.
- Misrepresentations related to equity in corporate debt investments.
- Unsuitable investment recommendations of corporate bonds.
- Mismanagement of portfolio.
Christopher Butler Red Flags & Your Rights As An Investor
Of course, Christopher Butler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Butler at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Christopher Butler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Christopher Butler
If you have questions about Morgan Stanley and/or Christopher Butler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...