DID CHRISTOPHER LEE CLEWELL CAUSE YOU INVESTMENT LOSSES?
Christopher Clewell Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct
About Christopher Clewell of LPL Financial LLC?
Christopher Clewell (CRD #4801406) has a record in the financial services industry, marred by a customer dispute. Since 2007, he has been registered with LPL Financial LLC in Zanesville, OH, and his professional qualifications include passing two general industry/product exams and one state securities law exam. His lack of principal/supervisory exams and limited geographical registration across six U.S. states and territories could be seen as inadequacies. Clewell’s career, dotted with transitions between three firms before settling at LPL Financial, underscores a trajectory that might concern cautious investors.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Christopher Clewell Customer Complaint and Reviews
- Customer Dispute (Closed-No Action)
- Date Complaint Received: April 24, 2023
- Allegations: The client alleged that the stocks purchased were unsuitable given his conservative risk profile, spanning from September 2021 to September 2022.
- Alleged Damages: $18,047.00
- Outcome: The dispute was denied on May 12, 2023, after review, with Clewell and his firm denying any wrongdoing.
Allegations Against Christopher Clewell
- Christopher Lee Clewell was accused of recommending investments that were unsuitable for the client’s conservative risk profile. This accusation points to a potential misalignment between the client’s financial goals and the advisory provided by Clewell. Despite the firm’s denial of the allegations, such disputes highlight the critical importance of aligning investment strategies with client expectations and risk tolerances.
Christopher Clewell Red Flags & Your Rights As An Investor
Of course, Christopher Clewell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Clewell at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Clewell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Christopher Clewell
If you have questions about LPL Financial LLC and/or Christopher Clewell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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