DID MARISOL COLOMER CAUSE YOU INVESTMENT LOSSES?
Marisol Colomer Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct
About Marisol Colomer of UBS Financial Services Inc.?
Marisol Colomer (CRD #4902919) has a career shadowed by professional missteps, raising concerns about her adherence to industry standards. Since April 2014, she has been registered with UBS Financial Services Inc. in Coral Gables, FL. Despite being registered with ten Self-Regulatory Organizations and licensed in seven U.S. states and territories, Colomer has not passed any principal/supervisory exams, which raises questions about her capability to oversee or manage complex financial operations. Her qualifications include only two general industry/product exams and multi-state securities law exam. Previously, she was associated with Merrill Lynch.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Marisol Colomer Customer Complaint and Reviews
- Customer Dispute (Settled)
- Date Complaint Received: May 14, 2023
- Allegations: The client alleged a failure to follow instructions regarding investment allocations, claiming funds were not placed in the intended account type.
- Settlement Amount: $12,518.53 settled on May 19, 2023
- Outcome: The dispute was settled with Colomer’s firm compensating the client, although she made no personal contribution to the settlement. This resolution suggests oversight errors under her management, potentially eroding client trust.
Allegations Against Marisol Colomer
- Marisol Colomer faced serious allegations regarding her failure to accurately execute client instructions concerning account allocations. This specific claim, which resulted in a financial settlement, points to potential deficiencies in her professional conduct and operational integrity, particularly in managing client accounts and executing trades as directed. Such incidents underscore the importance of rigorous adherence to client directives within the securities industry.
Marisol Colomer Red Flags & Your Rights As An Investor
Of course, Marisosl Colomer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marisol Colomer at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Marisol Colomer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Marisol Colomer
If you have questions about UBS Financial Services Inc. and/or Marisol Colomer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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