It is critical for everyone to understand as much as possible about the people with whom they entrust their money. Background checks, for example, can provide information on prior employment history, regulatory penalties, and consumer complaints.
This vital information may lead to concerns about Christopher Dunnavant and your investment losses. We’ll do everything we can to answer any queries you have.
DID CHRISTOPHER RAYNE DUNNAVANT CAUSE YOU INVESTMENT LOSSES?
Christopher Dunnavant Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Christopher Dunnavant of Merrill Lynch, Pierce, Fenner & Smith Incorporated?
Christopher Dunnavant (CRD #2178539) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Celebration, Florida is a subject of one of our many securities industry sales practice abuse investigations.
Christopher Dunnavant Customer Complaints
Christopher Dunnavant has been the subject of 2 customer complaints that we know about, 1of those complaints was filed in the last year to recover investment losses. One of Christopher Dunnavant’s 2 customer complaints was settled in favor of investors. One of Christopher Dunnavant’s customer complaints was denied and, to date, the customer has not taken any further action.
Allegations Against Christopher Dunnavant
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Misrepresentations related to a variable annuity product.
- Failure to follow customer’s instructions with respect to wrap fee account.
Christopher Dunnavant Red Flags & Your Rights As An Investor
Of course, Christopher Dunnavant did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Dunnavant at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Christopher Dunnavant has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Christopher Dunnavant
If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Christopher Dunnavant and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...