DID CHRISTOPHER MICHAEL FALLON CAUSE YOU INVESTMENT LOSSES?
Christopher Michael Fallon Of MML Investors Services, LLC And Formally with MSI Financial Services, Inc. Has A Customer Complaints for Alleged Broker Misconduct in The Past Year
Who is Christopher M. Fallon with MML Investors Services, LLC?
Christopher Fallon (CRD #5096384) who is currently registered with MML Investors Services, LLC and located in Newtown Square, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations.
Prior to MML Investors Services, LLC, Christopher Fallon was associated with MSI Financial Services, Inc. and 4 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
MSI Financial Services, Inc. Broker Misconduct
Christopher Fallon has been recently identified as the subject of a customer complaint filed in the last year against his former employer MSI Financial Services, Inc. to recover investment losses.
The allegations are that Christopher Fallon made unsuitable investment recommendations to the customer to invest in a REIT that was supposedly limited to investments by accredited investors only, which he states he was not. The customer complaint filed against Christopher Fallon’s former employer MSI Financial Services, Inc. for investment losses caused by his alleged misconduct is still pending.
Christopher Fallon Red Flags & Your Rights as An Investor
Of course, Christopher Fallon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Christopher Fallon at MML Investors Services, LLC and MSI Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Christopher Fallon has engaged in any stockbroker misconduct that may have caused them investment losses.
There have been a large number of customer complaints at MML Investors Services, LLC and MSI Financial Services, Inc. which also raises questions about their supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim to Recover Your Investment Losses at MML Investors Services, LLC And MSI Financial Services, Inc.
If you have questions about MML Investors Services, LLC, MSI Financial Services, Inc., and/or Christopher Fallon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.