DID CHRISTOPHER LOUIS GRANO CAUSE YOU INVESTMENT LOSSES?
Christopher Grano Of LPL Financial LLC And Formerly With Cetera Financial Specialists LLC Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Christopher Grano of LPL Financial LLC?
Christopher Grano (CRD #2937422) who is currently registered as a broker and investment adviser with LPL Financial LLC and located in Islandia, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Christopher Grano was associated with Cetera Financial Specialists LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Christopher Grano Customer Complaints
Christopher Grano has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by Christopher Grano’s former employer is in favor of the investors. There is currently one FINRA arbitration proceeding that was recently filed against Cetera Financial Specialists for Christopher Grano’s alleged misconduct that is still pending.
Allegations Against Christopher Grano
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Suitability, misrepresentation, and negligence.
- Unauthorized trading, and failure to follow customers instructions.
- Unauthorized trading.
Christopher Grano Red Flags & Your Rights As An Investor
Of course, Christopher Grano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Grano at LPL Financial LLC and Cetera Financial Specialists LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Grano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Cetera Financial Specialists LLCalso raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Christopher Grano
If you have questions about LPL Financial LLC, Cetera Financial Specialists LLC and/or Christopher Grano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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