DID CHRISTOPHER BOOTH KENNEDY CAUSE YOU INVESTMENT LOSSES?
Christopher Kennedy Formerly With Western International Securities, Inc. Has 11 Customer Complaints For Alleged Broker Misconduct
About Christopher Kennedy formerly with Western International Securities, Inc.?
Christopher Kennedy (CRD #4498061) has a long tenure in the securities industry, having been registered with multiple firms, including Western International Securities, Spartan Capital Securities, and RBC Dain Rauscher, among others. He was most recently registered with Western International Securities from December 2019 to September 2021, but his registration is now inactive. Kennedy has passed two general industry/product exams and one multi-state securities law exam.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Christopher Kennedy Customer Complaints and Reviews
Kennedy has a total of 11 customer disputes:
- Six settled disputes: Allegations range from misrepresentation and unauthorized trading to breaches of fiduciary duty and contract. Settlements ranged from $36,870.52 to $3.8 million.
- One pending dispute: Allegations of unauthorized trading and misuse of client funds, with alleged damages totaling over $2.45 million.
- Four additional disputes: Claims of trading without client consent, account losses, and failure to adhere to stop-loss orders. These disputes either settled or were withdrawn, with settlements ranging from $40,000 to $450,000.
Allegations Against Christopher Kennedy
- Claims against Kennedy include unauthorized trading, failure to adhere to client instructions, and breaches of fiduciary duty and contract. In one notable instance, a client alleged that Kennedy engaged in improper options trading, resulting in over $5.4 million in claimed damages.
- Termination-Related Allegations: Kennedy was discharged from Western International Securities following accusations of unauthorized options trading and failure to execute sell orders as directed.
Christopher Kennedy Red Flags & Your Rights As An Investor
Of course, Christopher Kennedy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Kennedy at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Christopher Kennedy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Western International Securities, Inc.Due To Christopher Kennedy
If you have questions about Western International Securities, Inc. and/or Christopher Kennedy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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