DID CHRISTOPHER NELSON KIRKLAND CAUSE YOU INVESTMENT LOSSES?
Christopher Kirkland Of Avantax Investment Services, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct
About Christopher Kirkland of Avantax Investment Services, Inc.?
Christopher Kirkland (CRD #5602044) is currently registered with Avantax Investment Services, Inc. as a registered broker and Avantax Advisory Services as an investment advisor, based in Atlanta, Georgia, since March 26, 2021. He holds registrations in 33 U.S. states and territories, reflecting a broad geographical coverage. Kirkland has passed three general industry/product exams: Series 7, Series 31, and the Securities Industry Essentials, alongside one multi-state securities law exam (Series 66). Previously, he has been affiliated with firms like LPL Financial LLC and IFG Advisory, LLC, showcasing a diverse experience in the financial services industry dating back to his first registration in 2008.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Christopher Kirkland Customer Complaints and Reviews
Christopher N. Kirkland’s FINRA report reveals several disclosure events:
- Total Reported Disclosures: Four customer disputes.
- Specific Incidents:
- Settled Dispute (2023): A dispute alleging unsuitability of structured notes with claimed damages of $585,000, settled for $284,000.
- Pending Dispute (2024): An ongoing case involving alleged unsuitability of structured notes with damages claimed at $900,000.
- Pending Dispute (2024): Another ongoing case regarding unsuitability of structured notes and exchange-traded funds with claimed damages of $999,000.
Allegations Against Christopher Kirkland
The allegations against Christopher Kirkland predominantly revolve around:
- Unsuitability: Accusations include recommending investment products, specifically structured notes and exchange-traded funds, that were not suitable for the clients’ financial situations and objectives.
- Unauthorized Investments: In one instance, there is a claim of unauthorized investments being made, adding a layer of severity to the suitability concerns.
Christopher Kirkland Red Flags & Your Rights As An Investor
Of course, Christopher Kirkland did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Kirkland at Avantax Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Christopher Kirkland has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Avantax Investment Services, Inc. Due To Christopher Kirkland
If you have questions about Avantax Investment Services, Inc. and/or Christopher Kirkland and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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