DID CLARK JAMES KLINE CAUSE YOU INVESTMENT LOSSES?
Clark Kline Formerly With Morgan Stanley was terminated on May 10, 2024, for due to allegations related to a pattern of ACH deposits from his bank account to his personal account at the firm, which were subsequently reversed.
Who is Clark Kline formerly with Morgan Stanley?
Clark Kline (CRD #4362678) who was formerly registered as a broker with Morgan Stanley and located in Bethesda, Maryland, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Clark Kline Employment History and Termination
Clark J. Kline has been in the securities industry since 2001, holding positions at J.P. Morgan Securities (2001-2012), UBS Financial Services (2004-2019), and his most recent registration was with Morgan Stanley from November 2019 until May 2024. Kline has no current registration and is associated with Advisory Services Network, LLC.
He passed two general industry/product exams and two multi-state securities law exams.
Kline was terminated by Morgan Stanley on May 10, 2024, which arose from allegations of ACH deposits from his personal bank account to his firm account, which were subsequently reversed.
Disclosure:
- Termination May 10, 2024 from Morgan Stanley
- Allegation: A pattern of ACH deposits from Kline’s personal bank account to his account at Morgan Stanley that were later reversed. No allegations were related to customer transactions.
Clark Kline Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Clark Kline is a red flag which should put all current and former customers of Clark Kline at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Clark Kline engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Clark Kline
If you have questions about Morgan Stanley and/or Clark Kline and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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