DID CODY M ANDERSON CAUSE YOU INVESTMENT LOSSES?
Cody Anderson Formerly With Equitable Advisors, LLC was fired on October 28, 2024, following allegations of submitting multiple fictitious variable annuity applications.
Who is Cody Anderson formerly with Equitable Advisors, LLC?
Cody Anderson (CRD #5999762) who was formerly registered as a broker with Equitable Advisors, LLC and located in Williamsville, New York, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Cody Anderson Employment History and Termination
- Cody M. Anderson has been a registered broker since December 2011 but is not currently registered. He worked at two firms as a registered broker: AXA Advisors from 2011 to 2020 and Equitable Advisors, LLC, from 2012 to 2024. His most recent role as a registered representative reflects over 13 years of industry presence and regulatory compliance until this recent termination.
- Anderson has passed two general industry/product exams and two multi-state securities law exams.
- His employment with Equitable Advisors ended due to a termination following allegations of misconduct related to variable annuity applications involving the submission of multiple fictitious variable annuity applications.
Negative Disclosure
- Termination (October 28, 2024):
- Firm: Equitable Advisors, LLC
- Reason: Discharged after being accused of submitting multiple fictitious variable annuity applications.
This single disclosure involves allegations of significant misconduct.
Cody Anderson Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Cody Anderson is a red flag which should put all current and former customers of Cody Anderson at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Cody Anderson engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC, also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Cody Anderson
If you have questions about Equitable Advisors, LLC and/or Cody Anderson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...