DID JAMES ERIC MONKEN CAUSE YOU INVESTMENT LOSSES?
James Monken Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct
Who is James Monken of Morgan Stanley?
James Monken (CRD #5765921) who is currently registered as a broker and investment adviser with Morgan Stanley and located in Clayton, Missouri, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, James Monken was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
James Monken Customer Complaints
James Monken has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints evolved into FINRA arbitration proceedings that were recently filed and are still pending.
Allegations Against James Monken
A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:
- Misrepresentation with respect to investments in the managed account.
- The investment trading strategy implemented in the client’s account was not in her best interest.
James Monken Red Flags & Your Rights As An Investor
Of course, James Monken did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Monken at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether James Monken has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Morgan Stanley Due To James Monken
If you have questions about Morgan Stanley and/or James Monken and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...