DID CONNOR A DAY CAUSE YOU INVESTMENT LOSSES?
About Connor Day of Ameriprise Financial Services, LLC?
Connor Day (CRD #7126514) is currently employed and registered with Ameriprise Financial Services, LLC, based in Salem, Oregon, since May 14, 2020. He has been actively registered as a broker since August 26, 2019. Day is licensed across 21 U.S. states and territories and is affiliated with one Self-Regulatory Organization (SRO). Throughout his brokerage career, he has passed two general industry/product exams—the General Securities Representative Examination (Series 7TO) and the Securities Industry Essentials Examination (SIE)—as well as one multi-state securities law exam, the Uniform Combined State Law Examination (Series 66). His registration with Ameriprise marks his first in the securities industry, following a career shift from management and supervisory roles at Costco Wholesale.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Connor Day Customer Complaints and Reviews
Connor A. Day has one reported disclosure event in his BrokerCheck record:
- Customer Dispute (Pending as of May 17, 2024): A client has filed a written complaint alleging improper trading activities in January 2024. The client claims that three stock transactions deviated from the agreed-upon investment plan, resulting in alleged damages of $20,345.35. This dispute is currently pending resolution.
Allegations Against Connor Day
- Improper Trading Activity (January 2024): The complaint lodged against Connor Day involves allegations of executing trades that did not align with the client’s investment strategy, specifically involving three listed equities. The client asserts that these actions were not consistent with their agreed financial objectives, leading to a pending dispute over the claimed financial damages.
Connor Day Red Flags & Your Rights As An Investor
Of course, Connor Day did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Connor Day at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Connor Day has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Connor Day
If you have questions about Ameriprise Financial Services, LLC and/or Connor Day and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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