DID CRAIG MICHAEL GOULD CAUSE YOU INVESTMENT LOSSES?
Craig Gould Of Cabot Lodge Securities LLC And Formerly With World Equity Group, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Craig Gould of Cabot Lodge Securities LLC?
Craig Gould (CRD #2367293) who is currently registered as a broker with Cabot Lodge Securities LLC and located in Schaumburg Illinois, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cabot Lodge Securities LLC, Craig Gould was associated with World Equity Group, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Craig Gould has been the subject of 2 FINRA enforcement actions which he settled without admitting or denying the findings. In one case, he consented to the sanctions and to the entry of findings that he failed to establish and maintain a supervisory system reasonably designed to achieve compliance with applicable FINRA rules, and failed to reasonably enforces member firms written supervisory procedures that require the review of organization and offering expenses and underwriter’s compensation. As a result, he was suspended in 1 FINRA proceeding for 90 days, and fined $20,000 and the other FINRA enforcement action. He was suspended for 10 days, and fined $5,000.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Craig Gould Customer Complaints
Craig Gould has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint evolved into a FINRA arbitration proceeding that resulted in an award against Craig Gould’s employer and himself in favor of the investor. The other FINRA arbitration proceeding filed against Cabot Lodge Securities for Craig Gould’s alleged misconduct is still pending.
Allegations Against Craig Gould
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Fraud and negligent misrepresentation regarding the purchase of First Capital Real Estate Trust.
- Suitability, unauthorized trading, and negligence involving common stock transactions.
Craig Gould Red Flags & Your Rights As An Investor
Of course, Craig Gould did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Craig Gould at Cabot Lodge Securities LLC and World Equity Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Craig Gould has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cabot Lodge Securities LLC and World Equity Group, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Cabot Lodge Securities LLC Due To Craig Gould
If you have questions about Cabot Lodge Securities LLC, World Equity Group, Inc., and/or Craig Gould and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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