DID CRAIG GORDON JOHNSON CAUSE YOU INVESTMENT LOSSES?
Craig Johnson Western International Securities, Inc. Has 14 Customer Complaints For Alleged Broker Misconduct
About Craig Johnson of Western International Securities, Inc.?
Craig Johnson (CRD #721657) is currently registered with Western International Securities, Inc., in Westlake Village, California, with registration beginning on March 13, 2015. His experience in the securities industry spans several firms and states. Previously, he was registered with J.P. Morgan Securities LLC in Santa Barbara, CA, from October 2012 to March 2015, and with Chase Investment Services Corp. in New York, NY, from May 2009 to October 2012, among others. Throughout his career, Johnson has passed two general industry/product exams and two multi-state securities law exams. He is currently licensed in three U.S. states and territories. His extensive registration history also includes affiliations with notable firms such as Wells Fargo and Prudential Securities Incorporated.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Craig Johnson Customer Complaints and Reviews
- Type and Count of Disclosures:
- Customer Disputes: 14 incidents
- Termination: 1 incident
- Details of Disclosures:
- Customer Dispute (Most recent): Allegations include breach of fiduciary duty with Western International Securities, Inc., resulting in a settlement of $67,500 on December 29, 2023.
- Termination (J.P. Morgan Securities LLC): Johnson was discharged on March 10, 2015, due to issues with job performance, specifically related to handling client documentation improperly.
Allegations Against Craig Johnson
- Customer Disputes:
- Breach of fiduciary duty with no product specified, settled for $67,500.
- Misrepresentation and failure to follow instructions regarding a variable annuity investment, settled with $9,022.13.
- Termination:
- Johnson was terminated from J.P. Morgan Securities LLC for maintaining an incomplete client-signed document and using correction fluid on official documents, which raised concerns about document handling practices.
Craig Johnson Red Flags & Your Rights As An Investor
Of course, Craig Johnson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Craig Johnson at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Craig Johnson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Craig Johnson
If you have questions about Western International Securities, Inc. and/or Craig Johnson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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