DID CURTIS WILLIAM HOWARD CAUSE YOU INVESTMENT LOSSES?
About Curtis Howard Of LPL Financial LLC?
Curtis Howard (CRD #1901041) is currently employed and registered with LPL Financial LLC and Golden State Wealth Management, LLC in Yuba City, CA. He has been with LPL Financial since May 2016 and Golden State Wealth Management since January 2020. Howard is licensed in 26 U.S. states and territories and is registered with one self-regulatory organization. He has passed three general industry/product exams and two multi-state securities law exams. His professional career has included registrations with multiple firms, reflecting a broad range of experience within the financial services industry.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Curtis Howard Customer Complaints and Reviews
Curtis Howard has been involved in the following disclosure event:
- Customer Dispute (Settled): A complaint was filed on June 4, 2020, alleging that Howard failed to follow the client’s instructions regarding transactions in exchange-traded funds. The dispute was settled on June 23, 2020, for the amount of $5,015, which was the full amount claimed by the customer.
Allegations Against Curtis Howard
- Failure to Follow Instructions: The settled customer dispute involved allegations that Howard did not execute investment instructions as directed by the client, leading to a financial dispute. Although the settlement was reached, Howard asserts that the instructions were not clear and disputes the customer’s claim of loss, as the investment in question was still held by the customer. The settlement was made to avoid the costs and time of further dispute, without admission of any wrongdoing by Howard.
Curtis Howard Red Flags & Your Rights As An Investor
Of course, Curtis Howard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Curtis Howard at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Curtis Howard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Curtis Howard
If you have questions about LPL Financial LLC and/or Curtis Howard the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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