DID DALE CHRISTOPHER RAIMANN CAUSE YOU INVESTMENT LOSSES?
Dale Raimann was fired from Charles Schwab & Co., Inc. in November 2024 for failing to properly follow company procedures.
Who is Dale Raimann formerly with Charles Schwab & Co., Inc.?
Dale Raimann (CRD #5937975) who was formerly registered as a broker with Charles Schwab & Co., Inc. and located in Tampa, Florida is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Dale Raimann Employment History and Termination
Dale Christopher Raimann has over a decade of experience in the securities industry, having worked for TD Ameritrade, Inc. from August 2013-May 2024 He was most recently registered with Charles Schwab from January 2022 to November 2024.
Dale has passed two general industry/product exams and one multi-state securities law exam, but no principal or supervisory exams. He is not currently registered with any firm.
Dale was discharged from Charles Schwab & Co., Inc. on November 15, 2024, following allegations that he failed to properly follow the firm’s Estates Workflow & Case Status procedures in handling a client’s case.
Negative Disclosures Summary
One Disclosure was noted on his report:
- Employment Termination on November 15, 2024
- Employer: Charles Schwab & Co., Inc.
- Allegation: Failure to properly follow Estates Workflow & Case Status procedures in handling a client’s case.
Dale Raimann Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Dale Raimann is a red flag which should put all current and former customers of Dale Raimann at Charles Schwab & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Dale Raimann engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Charles Schwab & Co., Inc. Due To Dale Raimann
If you have questions about Charles Schwab & Co., Inc. and/or Dale Raimann and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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