DID DAMIAN MARK BAIRD CAUSE YOU INVESTMENT LOSSES?
Damian Baird formerly with Moors & Cabot, Inc. Has 7 Customer Complaints For Alleged Broker Misconduct
About Damian Baird formerly with Moors & Cabot, Inc.?
Damian Baird (CRD #3097243) has an extensive background in the securities industry though he is not currently registered. His professional history includes affiliations with several notable firms such as Moors & Cabot, Inc., Morgan Stanley, UBS Financial Services Inc., and HSBC Securities, among others. Throughout his career, Baird has passed a total of 8 industry exams, including 3 Principal/Supervisory Exams, 3 General Industry/Product Exams, and 2 Multi-State Securities Law Exams. He has been registered in multiple states and has a track record spanning several years, from 1998 when he began his career at HSBC Brokerage up to his last registration ending in February 2023 at Moors & Cabot.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Damian Baird Customer Complaints and Reviews
Damian Baird’s BrokerCheck report discloses several negative events including:
- 3 Regulatory Events: These involve sanctions from regulatory bodies including a permanent bar from association with any FINRA member in all capacities due to failure to provide information in two separate investigations.
- 7 Customer Disputes: Includes various allegations such as unsuitability, misrepresentation, and breach of fiduciary duty, with one resulting in an arbitration award against Baird.
Allegations Against Damian Baird
- Regulatory Actions:
- Failed to provide crucial information and documents in two separate FINRA investigations, leading to a permanent bar.
- Non-compliance with an arbitration award and settlement agreement, resulting in a suspension.
- Material misstatement on a registration application, resulting in denial of the application.
- Customer Complaints:
- Allegations range from unsuitability and misrepresentation to breach of fiduciary duty and deceptive practices, with various outcomes including settlements and awards.
Damian Baird Red Flags & Your Rights As An Investor
Of course, Damian Baird did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Damian Baird at Moors & Cabot, Inc. on alert to review carefully the activity and performance of their accounts and question whether Damian Baird has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Moors & Cabot, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Moors & Cabot, Inc. Due To Damian Baird
If you have questions about Moors & Cabot, Inc. and/or Damian Baird and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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