DID DANA WIN KITCHEN CAUSE YOU INVESTMENT LOSSES?
Dana Kitchen was fired from Edward Jones on November 1, 2024, due to allegations of not adhering to firm policies.
Who is Dana Kitchen formerly with Edward Jones?
Dana Kitchen (CRD #7688304) who was formerly registered as a broker with Edward Jones and located in Carroll, Iowa, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Dana Kitchen Employment History and Termination
Dana Win Kitchen was previously employed with Edward Jones as a registered broker from March 2023 to November 2024. Prior to his financial services career, during the years 2010-2016, he worked in various roles including as a Marketing Representative at Federated Mutual Insurance Company, a Real Estate Broker at Thrive Real Estate, and an Independent Contractor for Southwestern Advantage.
He has passed two general industry/product exams (Series 7 and SIE) and one multi-state securities law exam (Series 66). However, he has not passed any principal or supervisory exams, and he is not currently registered as a broker.
Mr. Kitchen was terminated by Edward Jones on November 1, 2024. The firm cited concerns that he did not adhere to company policies while attempting to qualify for an incentive and was not forthcoming during an internal review related to this matter.
Negative Disclosures Summary
One negative disclosure was noted:
- Termination on November 1, 2024
- Firm: Edward Jones
- Details: Discharged for not adhering to firm policies while attempting to qualify for an incentive and failing to be forthcoming during an internal review.
Dana Kitchen Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Dana Kitchen is a red flag which should put all current and former customers of Dana Kitchen at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Dana Kitchen engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Edward Jones Due To Dana Kitchen
If you have questions about Edward Jones and/or Dana Kitchen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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