DID DANH MINH PHAM CAUSE YOU INVESTMENT LOSSES?
Danh Pham Formerly With J.P. Morgan Securities LLC was recently fired following allegations of inappropriately opening bank Certificates of Deposit for existing customers
Who is Danh Pham formerly with J.P. Morgan Securities LLC?
Danh Pham (CRD #5797175) who was formerly registered as a broker with J.P. Morgan Securities LLC and located in Temple City, California, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Danh Pham Employment History and Termination
Danh Minh Pham has been in the securities industry since 2010, working with firms like Wells Fargo Advisors, LLC, Chase Investment Services Corp., and J.P. Morgan Securities LLC. His most recent employment with J.P. Morgan Securities spanned from October 2012 to September 2024
Over his career, Pham has passed two general industry/product exams and one multi-state securities law exam.
On August 30, 2024, Pham was terminated by JPMorgan Chase Bank, N.A. following allegations that he improperly opened Certificates of Deposit accounts for existing customers to meet requirements for incentive credits. This publicly available information ensures transparency of a full compliance record.
Disclosure Event:
- Termination August 30, 2024
- Firm: JPMorgan Chase Bank, N.A.
Allegation: Allegedly opened bank Certificates of Deposit for existing customers to qualify for incentive credit. No direct harm to customers or involvement in securities transactions was reported.
Danh Pham Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Danh Pham is a red flag which should put all current and former customers of Danh Pham at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Danh Pham engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Danh Pham
If you have questions about J.P. Morgan Securities LLC and/or Danh Pham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.