DID DANIEL ROBERT CATONE CAUSE YOU INVESTMENT LOSSES?
About Daniel Catone of Golden State Wealth Management,
Daniel Catone (CRD #4469467) is currently registered with multiple firms, including Golden State Wealth Management, LLC (since 2013), Golden State Asset Management (since 2022), and Redwood Investment Group, Inc. (since 2013). He is licensed in 49 U.S. states/territories and one self-regulatory organization (SRO). He holds two principal/supervisory exam certifications and four general industry/product exams. Catone has a history of working with various brokerage firms, including Wells Fargo Advisors Financial Network, LLC and LPL Financial LLC. He is involved in multiple other business activities, such as insurance services and investment advisory.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Daniel Catone Customer Complaints and Reviews
Total Incidents: 1 pending customer dispute
- Pending Dispute:
- Date: Notice served on March 29, 2024
- Allegations: The plaintiff alleges that Catone made unsuitable recommendations between 2006 and 2008.
- Product Type: Miscellaneous
- Forum: Superior Court in the State of California, Ventura County
- Docket/Case #: 2024CUNP022434
- Alleged Damages: Unspecified compensatory damages
Allegations Against Daniel Catone
- Pending Dispute: Accusations of unsuitable recommendations made between 2006 and 2008.
Daniel Catone Red Flags & Your Rights As An Investor
Of course, Daniel Catone did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Catone at Golden State Wealth Management, LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Catone has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Golden State Wealth Management, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Golden State Wealth Management, LLC Due To Daniel Catone
If you have questions about Golden State Wealth Management, LLC and/or Daniel Catone and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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