DID DANIEL ALAN FINKLE CAUSE YOU INVESTMENT LOSSES?
Daniel Finkle Of Hornor, Townsend & Kent, LLC Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Daniel Finkle of Hornor, Townsend & Kent, LLC?
Daniel Finkle (CRD #3008698) who is currently registered as a broker and investment adviser with Hornor, Townsend & Kent, LLC and located in Coral Gables, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Hornor, Townsend & Kent, LLC, Daniel Finkle was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Daniel Finkle Customer Complaints
Daniel Finkle has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints were denied by Hornor Townsend and Kent recently and so far, the investors have not taken any further action.
Allegations Against Daniel Finkle
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Misrepresentation of universal life insurance policy.
- Failure to fully disclose all relevant facts related to variable life insurance policy.
Daniel Finkle Red Flags & Your Rights As An Investor
Of course, Daniel Finkle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Finkle at Hornor, Townsend & Kent, LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Finkle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hornor, Townsend & Kent, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Hornor, Townsend & Kent, LLC Due To Daniel Finkle
If you have questions about Hornor, Townsend & Kent, LLC and/or Daniel Finkle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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