DID THOMAS KOSCAL JR CAUSE YOU INVESTMENT LOSSES?
About Thomas Koscal Jr of J.P. Morgan Securities LLC?
Thomas Koscal Jr (CRD #5465477) has extensive experience in the securities industry. He is currently registered with J.P. Morgan Securities LLC in Scarsdale, New York, since August 27, 2015. His registration history includes previous stints at LPL Financial LLC from May 2014 to August 2015 and Uvest Financial Services Group, Inc. from February 2008 to October 2011. Over the course of his career, Koscal has been registered with 25 Self-Regulatory Organizations and licensed in 19 U.S. states and territories. He has passed three general industry/product exams, including the Securities Industry Essentials Examination, General Securities Representative Examination, and Investment Company Products/Variable Contracts Representative Examination. Additionally, he has completed two multi-state securities law exams.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Thomas Koscal Jr Customer Complaints and Reviews
Thomas Koscal Jr. has the following disclosure on his record:
- Customer Dispute (Pending): Initiated on March 18, 2024, with the complaint formally received on May 2, 2024. The client alleges that an investment made in 2014 was unsuitable given their investment objectives and risk tolerance. The dispute involves real estate security and is currently pending with an unspecified amount in damages, estimated to be over $5,000.
Allegations Against Thomas Koscal Jr
The specific allegation against Thomas Koscal Jr. includes:
Unsuitable Investment Recommendation: The complaint centers around a claim that an investment made in 2014, specifically in real estate security, did not align with the client’s financial goals or risk tolerance. This case is currently under arbitration, highlighting significant concerns regarding suitability assessments.
Thomas Koscal Jr Red Flags & Your Rights As An Investor
Of course, Thomas Koscal Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Koscal Jr at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Thomas Koscal Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Thomas Koscal Jr
If you have questions about J.P. Morgan Securities LLC and/or Thomas Koscal Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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