DID DANIEL JOE NIELSEN CAUSE YOU INVESTMENT LOSSES?
Daniel Nielsen Of LPL Financial LLC And Formerly With Cambridge Investment Research, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Daniel Nielsen of LPL Financial LLC?
Daniel Nielsen (CRD #5481403) who is currently registered as a broker and investment adviser with LPL Financial LLC and located in Winterset, Iowa, is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Daniel Nielsen was associated with Cambridge Investment Research, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Daniel Nielsen Customer Complaints
Daniel Nielsen has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Edward Jones in favor of the investor for Daniel Nielsen’s alleged misconduct. Cambridge Investment Research recently denied the other customer complaint and so far, it does not appear that the investor has taken any further action.
Allegations Against Daniel Nielsen
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Adviser established the incorrect account type based on clients’ needs and investment objectives.
- Failure to disclose sales charge associated with mutual fund investment.
Daniel Nielsen Red Flags & Your Rights As An Investor
Of course, Daniel Nielsen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Nielsen at LPL Financial LLC and Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Daniel Nielsen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Cambridge Investment Research, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Daniel Nielsen
If you have questions about LPL Financial LLC, Cambridge Investment Research, Inc. and/or Daniel Nielsen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...