DID DANIEL EUGENE PLESSEL CAUSE YOU INVESTMENT LOSSES?
Daniel Plessel Formerly With Wells Fargo Clearing Services, LLC was fired on August 21, 2024, for viewing a family member’s account activity without a business need to know.
Who is Daniel Plessel formerly with Wells Fargo Clearing Services, LLC?
Daniel Plessel (CRD #4561948) who was formerly registered as a broker with Wells Fargo Clearing Services, LLC and located in Minneapolis, Minnesota, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Danh Pham Employment History and Termination
Daniel Eugene Plessel has worked in the securities industry since 2002, holding positions at multiple firms: Wells Fargo Clearing Services, LLC from 2011-2024, Wells Fargo Advisors, LLC from 2008-2011, and CUNA Brokerage Services, Inc. from 2007-2008.
He passed three general industry/product exams and two multi-state securities law exams. Plessel’s professional background includes experience in various client services and advisory roles across multiple locations.
Daniel Plessel’s employment with Wells Fargo Clearing Services, LLC ended in termination on August 21, 2024, following an internal investigation into allegations that Plessel viewed a family member’s account activity without having a business-related reason to access this information.
Disclosure Event:
- Termination:
- Date: August 21, 2024
- Firm: Wells Fargo Clearing Services, LLC
- Allegation: Terminated for allegedly viewing a family member’s account without a business need. This incident was unrelated to securities sales or direct customer complaints but was linked to the firm policy on data privacy and access.
Daniel Plessel Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Daniel Plessel is a red flag which should put all current and former customers of Daniel Plessel at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Plessel engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Daniel Plessel
If you have questions about Wells Fargo Clearing Services, LLC and/or Daniel Plessel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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