DID DANIEL WHITEHOUSE CAUSE YOU INVESTMENT LOSSES?
Daniel Whitehouse Of J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct
About Daniel Whitehouse of J.P. Morgan Securities LLC?
Daniel Whitehouse (CRD #6184016) has been affiliated with J.P. Morgan Securities LLC in San Tan Valley, AZ since April 2013. Whitehouse is registered across 24 U.S. states and territories. Despite such extensive licensure, he has only completed two general industry/product exams and one multi-state securities law exam. His record reveals a concerning pattern of moving between firms and roles.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Daniel Whitehouse Customer Complaint and Reviews
- Total Incidents: 1 Customer Dispute
- Customer Dispute (Denied)
- Date Filed: January 27, 2023
- Allegations: The client accused Whitehouse of recommending unsuitable investments and engaging in unauthorized trading within a managed account over a period from August 10, 2018, to November 9, 2023. This involved variable annuities and managed accounts, with claimed damages amounting to $71,361.
- Outcome: The complaint was denied on March 21, 2023, which may not fully alleviate potential concerns about Whitehouse’s investment strategies or his adherence to clients’ authorization.
Allegations Against Daniel Whitehouse
- Unsuitable Investment Recommendations and Unauthorized Trading: These allegations are particularly severe, implying a disregard for client needs and investment profiles, coupled with a possible breach of trust by executing trades without proper authorization. Such behavior can seriously undermine client confidence and reflects poorly on professional integrity.
Daniel Whitehouse Red Flags & Your Rights As An Investor
Of course, Daniel Whitehouse did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Whitehouse at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Whitehouse has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Daniel Whitehouse
If you have questions about J.P. Morgan Securities LLC and/or Daniel Whitehouse and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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