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DID DARYL DALLAS ARNELL CAUSE YOU INVESTMENT LOSSES?

About Daryl Arnell of Edward Jones?

Daryl Arnell

Daryl Arnell (CRD #4771557) has a significant tenure in the securities industry, predominantly with Edward Jones since May 11, 2004. His registrations include a range of roles within several self-regulatory organizations (SROs) such as FINRA, NYSE American LLC, Nasdaq Stock Market, and the New York Stock Exchange. He is also registered in 9 U.S. states and territories. Over his career, Arnell has passed two general industry/product exams (Securities Industry Essentials Examination on October 1, 2018, and General Securities Representative Examination on May 10, 2004) and two multi-state securities law exams (Uniform Combined State Law Examination on March 16, 2007, and Uniform Securities Agent State Law Examination on May 13, 2004).

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Daryl Arnell Customer Complaints and Reviews

Arnell’s report lists one customer dispute:

  • Type of Dispute: Customer Dispute
  • Details: The dispute involved a co-trustee alleging that a client withdrew $122,900 from an Edward Jones trust account as part of a scam by a third party, citing a lack of fiduciary responsibility and negligence in protecting the client.
  • Date Complaint Received: April 2, 2024
  • Outcome: The dispute was denied on May 23, 2024, following an investigation by the firm, which concluded without any action against Arnell.

Allegations Against Daryl Arnell

  • Incident: Customer Dispute
  • Details: Co-trustee alleged a withdrawal of $122,900 due to a scam implicating a lack of fiduciary responsibility and negligence by Arnell in protecting the client’s trust account.
  • Alleged Damages: $122,900
  • Outcome: The complaint was officially denied after the firm’s investigation, with no action taken against Arnell.

Daryl Arnell Red Flags & Your Rights As An Investor

Of course, Daryl Arnell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daryl Arnell at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Daryl Arnell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Edward Jones Due To Daryl Arnell

If you have questions about Edward Jones and/or Daryl Arnell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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