DID DARYL F DEVILLIER CAUSE YOU INVESTMENT LOSSES?

Daryl Devillier Of Ameriprise Financial Services, LLC And Formerly With Raymond James & Associates, Inc. Has 7 Customer Complaints For Alleged Broker Misconduct

Who is Daryl Devillier of Ameriprise Financial Services, LLC?

Daryl Devillier (CRD #4069344) who is currently registered as a broker and investment adviser with Ameriprise Financial Services, LLC and located in Springfield, Massachusetts, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, LLC, Daryl Devillier was associated with Raymond James & Associates, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Daryl Devillier Customer Complaints

Daryl Devillier has been the subject of 7 customer complaints that we know about seeking to recover investment losses. One customer complaint resulted in an arbitration award against Raymond James Financial Services and Raymond James and Associates for the advisor’s alleged misconduct. Two of the customer complaints were settled by Daryl Devillier’s former employers in favor of the investors. Three of the customer complaints were denied by the advisor’s former employers and the investor took no further action. There is currently one customer complaint pending against Ameriprise Financial Services in Massachusetts Superior Court for Daryl Devillier’s alleged misconduct.

Allegations Against Daryl Devillier

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Failure to make premium payments on a life insurance policy that he agreed to process on their behalf.
• Failure to execute transactions in a timely manner, unauthorized trading.
• Negligence regarding recommendation of outside money manager and overconcentration.
• Unauthorized trading and improper use of discretion.
• Breach of fiduciary duty, churning, unauthorized trading, and unsuitability issues.

Daryl Devillier Red Flags & Your Rights As An Investor

Of course, Daryl Devillier did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daryl Devillier at Ameriprise Financial Services, LLC and Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Daryl Devillier has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Raymond James & Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Daryl Devillier

If you have questions about Ameriprise Financial Services, LLC, Raymond James & Associates, Inc. and/or Daryl Devillier and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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