DID DAVID LEE BAKER CAUSE YOU INVESTMENT LOSSES?
David Baker Of Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is David Baker of Equitable Advisors, LLC?
David Baker (CRD #5581527) who is currently registered as a broker and investment adviser with Equitable Advisors, LLC and located in Columbia, Maryland. is a subject of one of our many securities industry sales practice abuse investigations. Prior to Equitable Advisors, LLC, David Baker was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
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David Baker Customer Complaint
David Baker has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were registered representative misrepresented variable annuity contracts. The customer complaint made in August 2023 was recently denied by Equitable Advisors and so far, the investor is not taken any further action.