DID DAVID WALTER BORAL CAUSE YOU INVESTMENT LOSSES?
About David Boral of EF Hutton LLC?
David Boral (CRD #5340753) is currently employed by EF Hutton LLC, where he has been registered since May 11, 2020. His past employment includes roles at Aegis Capital Corp., Maxim Group LLC, and Corinthian Partners, LLC. He holds licenses in 47 U.S. states and territories and is registered with FINRA. David has passed one principal/supervisory exam, three general industry/product exams, and two multi-state securities law exams.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
David Boral Customer Complaints and Reviews
David Boral has one customer dispute on record:Dispute Served: August 8, 2024
Complaint: The claimant seeks a return of $1,000,000 for an IPO transaction involving Veg House that did not take place as expected. The claimant alleges that during a Zoom conference call, a representative of EF Hutton made assurances about the IPO that were later endorsed by David Boral.
Damage: $1,000,000
Status: The case is currently pending in arbitration with FINRA.
Allegations Against David Boral
The pending customer dispute alleges that David Boral endorsed representations made by an EF Hutton representative about the certainty of an IPO for Veg House, which did not take place by the expected date. The claimant is seeking the return of their $1,000,000 investment. David Boral has denied endorsing the deal and clarified that arrangements were made in the securities purchase agreement to repurchase the shares if the IPO did not occur by May 2024. The case remains unresolved, with arbitration ongoing.
David Boral Red Flags & Your Rights As An Investor
Of course, David Boral did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Boral at EF Hutton LLC on alert to review carefully the activity and performance of their accounts and question whether David Boral has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at EF Hutton LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At EF Hutton LLC Due To David Boral
If you have questions about EF Hutton LLC and/or David Boral and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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