DID DAVID PHILLIP BRANDT CAUSE YOU INVESTMENT LOSSES?
David Brandt Of Oppenheimer & Co., Inc. Has 4 Customer Complaints For Alleged Broker Misconduct
Who is David Brandt of Oppenheimer & Co., Inc.?
David Brandt (CRD #28908) who is currently registered with Oppenheimer & Co., Inc. and located in St. Louis, Missouri is a subject of one of our many securities industry sales practice abuse investigations.
David Brandt Customer Complaints
David Brandt has been the subject of 4 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. All 4 of David Brandt’s customer complaints were denied and, to date, the customers have not taken any further action.
Allegations Against David Brandt
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Failure to disclose risks related to variable annuity investment
- Improper solicitation of a high risk investment involving a Master Limited partnership
- Unauthorized sale of securities from an account
- Unsuitable recommendation
David Brandt Red Flags & Your Rights As An Investor
Of course, David Brandt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Brandt at Oppenheimer & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether David Brandt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co., Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Oppenheimer & Co., Inc. Due To David Brandt
If you have questions about Oppenheimer & Co., Inc. and/or David Brandt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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