DID DAVID GREGORY OBLOCK CAUSE YOU INVESTMENT LOSSES?
About David Oblock of Cambridge Investment Research, Inc.?
David Oblock (CRD #1440692) is a seasoned financial broker currently affiliated with Cambridge Investment Research, Inc., as an investment broker and Cambridge Investment Research Advisors, Inc. as a financial advisor both located in Murrysville, Pennsylvania, since November 16, 2012. Over his career, David has been registered with multiple firms including LPL Financial LLC and Mutual Service Corporation. His registrations span 26 U.S. states and territories, and he is associated with one Self-Regulatory Organization (SRO). He has successfully passed one principal/supervisory exam, four general industry/product exams, and one multi-state securities law exam. His extensive examination qualifications include the General Securities Principal Examination (Series 24), which he completed on July 10, 1997.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
David Oblock Customer Complaints and Reviews
David Oblock has one reported customer dispute, which did not lead to any action:
- Customer Dispute (Closed – No Action): In a complaint filed on May 8, 2024, a client alleged that David recommended investments that were not suitable, involving corporate debt with alleged damages of $60,000. The complaint was denied on June 5, 2024, with no action taken against David. He contended that the client did not suffer financial losses and had merely anticipated higher returns than were achieved.
Allegations Against David Oblock
The specific allegations made against David Gregory Oblock in the reported customer dispute include:
- Unsuitable Investment Recommendations: The client accused David of advising on investments that did not align with their financial goals or risk tolerance, specifically pertaining to corporate debt securities.
David Oblock Red Flags & Your Rights As An Investor
Of course, David Oblock did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Oblock at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether David Oblock has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To David Oblock
If you have questions about Cambridge Investment Research, Inc. and/or David Oblock and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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