DID DAVID YUKIO OMURA CAUSE YOU INVESTMENT LOSSES?
David Omura Of Commonwealth Financial Network Has A Customer Complaint For Alleged Broker Misconduct
Who is David Omura of Commonwealth Financial Network?
David Omura (CRD #1462902) who is currently registered with Commonwealth Financial Network and located in Hilo, Hawaii is a subject of one of our many securities industry sales practice abuse investigations.
David Omura Customer Complaint
David Omura has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to an unidentified era in connection with a transaction in violation of the Hawaii securities laws. David Omura’s customer complaint was settled in favor of the investors.
David Omura Red Flags & Your Rights As An Investor
Of course, David Omura did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Omura at Commonwealth Financial Network on alert to review carefully the activity and performance of their accounts and question whether David Omura has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To David Omura
If you have questions about Commonwealth Financial Network and/or David Omura and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.