DID DAVID MICHAEL SHERWOOD CAUSE YOU INVESTMENT LOSSES?
David Sherwood Of Greenberg Financial Group Has 12 Customer Complaints For Alleged Broker Misconduct
About David Sherwood of Greenberg Financial Group?
David Sherwood (CRD #1024893) is a seasoned broker currently registered with Greenberg Financial Group in Tucson, Arizona, where he has been since March 2002. Throughout his career, Sherwood has passed a total of nine industry exams, including two principal/supervisory exams, five general industry/product exams, and two multi-state securities law exams. He is licensed in seven U.S. states and territories. His extensive career has included registrations with several top firms like Merrill Lynch, Prudential Securities, and RBC Dain Rauscher, reflecting a broad and varied background in the securities industry.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
David Sherwood Customer Complaints and Reviews
David M. Sherwood’s disclosure record includes several events:
- Customer Disputes (12 incidents): These range from allegations of unsuitable investments to overtrading and misrepresentation. Several of these disputes were settled with monetary compensation paid by the firms, not Sherwood personally.
Allegations Against David Sherwood
- Customer Dispute Allegations (Examples):
- Allegation: Investments not suitable and overtrading (multiple incidents).
- Outcome: Several disputes settled financially by the firms; Sherwood maintains that he was not responsible for the claimed losses.
David Sherwood Red Flags & Your Rights As An Investor
Of course, David Sherwood did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Sherwood at Greenberg Financial Groupon alert to review carefully the activity and performance of their accounts and question whether David Sherwood has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Greenberg Financial Group also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Greenberg Financial Group Due To David Sherwood
If you have questions about Greenberg Financial Group and/or David Sherwood and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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