DID DAVID E. SPELLMAN CAUSE YOU INVESTMENT LOSSES?
David Spellman Of Money Concepts Capital Corp. Has A Customer Complaint For Alleged Broker Misconduct
Who is David Spellman of Money Concepts Capital Corp.?
David Spellman (CRD #6784263) who is currently registered with Money Concepts Capital Corp. and located in San Antonio, Texas is a subject of one of our many securities industry sales practice abuse investigations.
David Spellman Customer Complaint
David Spellman has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations related to deductibility of insurance premiums to induce purchase of policy. David Spellman’s customer complaint was settled in favor of the investor.
David Spellman Red Flags & Your Rights As An Investor
Of course, David Spellman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Spellman at Money Concepts Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether David Spellman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Money Concepts Capital Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Money Concepts Capital Corp. Due To David Spellman
If you have questions about Money Concepts Capital Corp. and/or David Spellman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.