DID DEAN BRADLEY KERNUS CAUSE YOU INVESTMENT LOSSES?
Dean Kernus Formerly With Ameriprise Financial Services Has A Customer Complaint For Alleged Broker Misconduct
Who is Dean Kernus formerly with Ameriprise Financial Services?
Dean Kernus (CRD #4648374) who was formerly registered with Ameriprise Financial Services and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations.
Dean Kernus Customer Complaint
Dean Kernus has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that an investment (Catalyst/Warrington Strategic Program Fund) was not in the client’s best interest due to its risk and costs. Dean Kernus’ customer complaint was settled in favor of the investors.
Dean Kernus Red Flags & Your Rights As An Investor
Of course, Dean Kernus did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dean Kernus at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Dean Kernus has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Dean Kernus
If you have questions about Ameriprise Financial Services and/or Dean Kernus and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.