DID DEBORAH ANNE JACKMAN CAUSE YOU INVESTMENT LOSSES?
About Deborah Jackman of UBS Financial Services Inc.?
Deborah Jackman (CRD #2799705) is currently employed with UBS Financial Services Inc. in Seattle, Washington, where she has been registered since July 1997. She holds registrations with 10 self-regulatory organizations (SROs) and is licensed in 15 U.S. states and territories. Over her career, she has passed three principal/supervisory exams, two general industry/product exams, and two multi-state securities law exams. Her qualifications include Series 7 (General Securities Representative) and Series 65 (Uniform Investment Adviser Law Examination). Ms. Jackman has not been registered with any other securities firm prior to UBS Financial Services Inc. She has been actively involved in providing financial advisory services and has demonstrated expertise in securities sales supervision.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Deborah Jackman Customer Complaints and Reviews
Deborah Jackman has one reported customer dispute, which has been resolved:
- Customer Dispute
- Complaint: The petitioner, acting as the successor personal representative of their stepmother’s estate, alleged that Ms. Jackman exerted undue influence, embezzled property, and financially exploited the decedent.
- Damages: Alleged damages were unspecified.
- Outcome: The case was settled in the Superior Court of Washington, King County, for $375,000 on May 20, 2024, with Ms. Jackman personally contributing the entire settlement amount.
Allegations Against Deborah Jackman
The allegations against Mr. Culwell involve issues of misrepresentation and suitability, key areas of concern for investors:
- The primary allegation against Ms. Jackman relates to accusations of undue influence and financial exploitation in her role as a financial advisor. The case highlights concern about ethical boundaries and fiduciary responsibility. Specific details include:
- Undue Influence: The petitioner alleged that Ms. Jackman used her position to exert control over the decedent, resulting in alleged embezzlement and alienation of property.
- Resolution: The dispute was resolved through a settlement totaling $375,000, personally contributed by Ms. Jackman. This settlement does not imply an admission of wrongdoing but reflects the resolution of legal claims.
The disclosure underscores the importance of fiduciary transparency and safeguards to protect clients, particularly in sensitive estate-related matters.
Deborah Jackman Red Flags & Your Rights As An Investor
Of course, Deborah Jackman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Deborah Jackman at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Deborah Jackman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Deborah Jackman
If you have questions about UBS Financial Services Inc. and/or Deborah Jackman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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