DID DEBORAH HUSCH MCCARTY CAUSE YOU INVESTMENT LOSSES?
Deborah McCarty Formerly With Thrivent Investment Management Inc. was recently fired, due to compliance issues involving document authorization.
Who is Deborah McCarty formerly with Thrivent Investment Management Inc.?
Deborah McCarty (CRD #1590353) who was formerly registered as a broker with Thrivent Investment Management Inc. and located in Mount Airy, Maryland, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Deborah McCarty Employment History and Termination
- Deborah Husch McCarty’s career includes a notable tenure at Thrivent Investment Management, Inc. from 2014 to 2024. Her professional history includes roles in both financial advisory and investment management, as well as prior registration with AAL Distributors Inc. between 1987 and 1988.
- She has passed two general industry/product exams and one multi-state securities law exam but has not completed any principal or supervisory certifications.
- Ms. McCarty was discharged by Thrivent Investment Management, Inc. on October 9, 2024. The termination stemmed from allegations that she electronically signed documents on behalf of customers without proper authorization.
Negative Disclosure
- Employment Termination:
- Date: October 9, 2024
- Details: Deborah Husch McCarty was discharged from Thrivent Investment Management, Inc. after the firm concluded she had electronically signed documents on behalf of customers without authorization. This incident pertained to variable annuity products.
Deborah McCarty Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Deborah McCarty is a red flag which should put all current and former customers of Deborah McCarty at Thrivent Investment Management Inc. on alert to review carefully the activity and performance of their accounts and question whether Deborah McCarty engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Thrivent Investment Management Inc. Due To Deborah McCarty
If you have questions about Thrivent Investment Management Inc. and/or Deborah McCarty and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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