DID DENNIS SHANE MCMILLAN CAUSE YOU INVESTMENT LOSSES?

Dennis McMillan Of Arete Wealth Management Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Dennis McMillan of Arete Wealth Management?

Dennis McMillan (CRD #5126963) who is currently registered as a broker and investment adviser with Arete Wealth Management and located in Englewood, Colorado, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Arete Wealth Management, Dennis McMillan was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Dennis McMillan Customer Complaints

Dennis McMillan has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Arete Wealth Management in favor of the investors. The brokerage firm denied another customer complaint and, to date, the customer has not taken any further action. There is currently one FINRA arbitration proceeding recently filed that is still pending.

Allegations Against Dennis McMillan

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows:

• Unsuitable recommendations of alternative investments.
• Failure to roll over death benefit of variable annuity.
• Unsuitable recommendations of variable annuities.

Dennis McMillan Red Flags & Your Rights As An Investor

Of course, Dennis McMillan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dennis McMillan at Arete Wealth Management on alert to review carefully the activity and performance of their accounts and question whether Dennis McMillan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arete Wealth Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Arete Wealth Management Due To Dennis McMillan

If you have questions about Arete Wealth Management and/or Dennis McMillan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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