DID DEREK GUY MCLEAN CAUSE YOU INVESTMENT LOSSES?
Derek McLean Of Cetera Advisors LLC And Formerly With First Allied Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Derek McLean of Cetera Advisors LLC?
Derek McLean (CRD #1939560) who is currently registered as a broker and investment adviser with Cetera Advisors LLC and located in Orange, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Advisors LLC, Derek McLean was associated with First Allied Securities, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Derek McLean Customer Complaints
Derek McLean has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by First Allied Securities in favor of the investor for Derek McLean’s alleged misconduct. Another customer complaint was recently filed against the same brokerage firm in the FINRA arbitration forum and still pending.
Allegations Against Derek McLean
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Suitability, breach of fiduciary duty, breach of contract, and financial elder abuse.
- The advisor recommended complex investments that were unsuitable.
Derek McLean Red Flags & Your Rights As An Investor
Of course, Derek McLean did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Derek McLean at Cetera Advisors LLC and First Allied Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Derek McLean has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC and First Allied Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Derek McLean
If you have questions about Cetera Advisors LLC, First Allied Securities, Inc. and/or Derek McLean and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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