DID DEREK ROBERT SCHANHOFER CAUSE YOU INVESTMENT LOSSES?
Derek Schanhofer Of Ameriprise Financial Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Derek Schanhofer of Ameriprise Financial Services, LLC?
Derek Schanhofer (CRD #2804678) who is currently registered as a broker and investment adviser with Ameriprise Financial Services, LLC and located in De Pere, Wisconsin, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, LLC, Derek Schanhofer was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Derek Schanhofer Customer Complaints
Derek Schanhofer has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Ameriprise Financial Services settled one customer complaint in favor of the investor. The same brokerage firm went on to deny the other customer complaints and does not appear that the investors took any further action.
Allegations Against Derek Schanhofer
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Misrepresentation and unsuitable recommendations to invest in business development companies
- Failure to follow customers instructions.
- Failure to disclose illiquidity of reinvestment.
- Mismanagement of a discretionary account.
Derek Schanhofer Red Flags & Your Rights As An Investor
Of course, Derek Schanhofer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Derek Schanhofer at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Derek Schanhofer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Derek Schanhofer
If you have questions about Ameriprise Financial Services, LLC and/or Derek Schanhofer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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