DID DEREK T. WITTJOHANN CAUSE YOU INVESTMENT LOSSES?
Derek Wittjohann Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct
Who is Derek Wittjohann of Merrill Lynch, Pierce, Fenner & Smith Incorporated?
Derek Wittjohann (CRD #5715298) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Florham Park, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.
Derek Wittjohann Customer Complaint
Derek Wittjohann has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations in the managed wrap the account. Derek Wittjohann’s customer complaint was denied and, to date, the customer has not taken any further action.
Derek Wittjohann Red Flags & Your Rights As An Investor
Of course, Derek Wittjohann did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Derek Wittjohann at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Derek Wittjohann has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Derek Wittjohann
If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Derek Wittjohann and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.