DID DIEGO LUNA Y PARRA DIAZ CAUSE YOU INVESTMENT LOSSES?
Diego Parra Diaz Formerly With Finamex International, LLC was terminated on June 18, 2024, for failing to comply with the firm’s procedures regarding communications with the public
Who is Diego Parra Diaz formerly with Finamex International, LLC?
Diego Parra Diaz (CRD #6411937) who was formerly registered as a broker with Finamex International, LLC and located in Houston, Texas, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Diego Parra Diaz Employment History
Diego Luna Y Parra Diaz has been registered with two different securities firms during his career. Most recently, he was registered with Finamex International, LLC from November 2023 until June 2024, and earlier with Actinver Securities, Inc. in 2015. Over his career, Mr. Diaz has passed five industry exams, including three general industry/product exams like the General Securities Representative Examination (Series 7) and two multi-state securities law exams, such as the Uniform Combined State Law Examination (Series 66) and the Uniform Investment Adviser Law Examination (Series 65).
Mr. Diaz’s employment with Finamex International, LLC ended in June 2024 when he was discharged for failing to comply with the firm’s written supervisory procedures regarding communications with the public. Despite this setback, Mr. Diaz has a solid background in investment advising, both in the U.S. and Mexico, with experience in managing investment portfolios and assisting clients in achieving their financial objectives. Currently, Mr. Diaz is not registered with any firm.
Diego Parra Diaz Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Diego Parra Diaz is a red flag which should put all current and former customers of Diego Parra Diaz at Finamex International, LLC on alert to review carefully the activity and performance of their accounts and question whether Diego Parra Diaz engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Finamex International LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Finamex International, LLC Due To Diego Parra Diaz
If you have questions about Finamex International, LLC and/or Diego Parra Diaz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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