DID DONALD PAUL AULBERT II CAUSE YOU INVESTMENT LOSSES?
About Donald Aulbert II LPL Financial, LLC?
Donald Aulbert II (CRD #4119911) has been with LPL Financial LLC since 2009 and is also currently registered with Cornerstone Wealth Management, LLC, since 2012. He holds registrations with one self-regulatory organization (SRO) and 20 U.S. states/territories. His professional qualifications include passing two general industry/product exams (Series 7 and the Securities Industry Essentials) and two state securities law exams (Series 63 and Series 65). His previous experience includes working with Wells Fargo Advisors and Edward Jones.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Donald Aulbert II Customer Complaints and Reviews
Total Incidents: 1 pending customer dispute
- Pending Dispute:
- Date: Complaint received on March 19, 2024
- Allegations: The customer alleges that alternative investments purchased in 2012 and 2014 were unsuitable and that the account value has declined over the past few years.
- Alleged Damages: Over $5,000 (unspecified)
- Forum: FINRA Arbitration, Docket/Case #: 24-00611
- Status: Pending
- Aulbert’s Statement: He denies any wrongdoing and insists the investment was suitable based on the available information at the time. He maintains that this investment was a small part of the client’s diversified portfolio and notes that the client has profited overall despite this investment’s decline.
Allegations Against Donald Aulbert II
- Pending Customer Dispute: Allegations that alternative investments purchased in 2012 and 2014 were unsuitable for the customer’s investment objectives, leading to a complaint that remains unresolved in FINRA arbitration.
Donald Aulbert II Red Flags & Your Rights As An Investor
Of course, Donald Aulbert II did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Aulbert II at LPL Financial, LLC on alert to review carefully the activity and performance of their accounts and question whether Donald Aulbert II has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial, LLC Due To Donald Aulbert II
If you have questions about LPL Financial, LLC and/or Donald Aulbert II and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...