DID DONALD POLLARD CAUSE YOU INVESTMENT LOSSES?
Donald Pollard Of Wright Investors’ Service Distributors Inc., BMI Capital International, Lakeridge Capital, Eastgate Securities And Formerly With Curtis Point Capital, Dalmore Group And CBC Securities Has One Customer Complaint For Alleged Broker Misconduct
Who is Donald Pollard of Wright Investors’ Service Distributors Inc.?
Donald Pollard (CRD #2181631) who is currently registered with Wright Investors’ Service Distributors Inc., BMI Capital International, Lakeridge Capital, Eastgate Securities and located in Shelton, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wright Investors’ Service Distributors Inc., BMI Capital International, Lakeridge Capital, and Eastgate Securities, Donald Pollard was associated with Curtis Point Capital, Dalmore Group, CBC Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Donald Pollard has had his own share of regulatory problems. This year he was suspended for 2 months and fined $10,000 by FINRA for allegedly backdating documents that were submitted to FINRA in response to requests from FINRA for evidence of supervisory review and approval of the outside business activity lists. Donald Pollard was a principal of the firm at the time and initialed 2 of the list that were backdated.
Donald Pollard Customer Complaint
Donald Pollard has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were negligence, breach of fiduciary duty, breach of contract. The customer complaint filed against Donald Pollard’s former employer Capital Financial Services for investment losses caused by the alleged misconduct is pending as of the date of this report.
Donald Pollard Red Flags & Your Rights As An Investor
Of course, Donald Pollard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Pollard at Wright Investors’ Service Distributors Inc., BMI Capital International, Lakeridge Capital, Eastgate Securities, Curtis Point Capital, Dalmore Group, and CBC Securities on alert to review carefully the activity and performance of their accounts and question whether Donald Pollard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wright Investors’ Service Distributors Inc., BMI Capital International, Lakeridge Capital, Eastgate Securities, Curtis Point Capital, Dalmore Group, and CBC Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Wright Investors’ Service Distributors Inc. Due To Donald Pollard
If you have questions about Wright Investors’ Service Distributors Inc., BMI Capital International, Lakeridge Capital, Eastgate Securities, Curtis Point Capital, Dalmore Group, CBC Securities, and/or Donald Pollard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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