DID DOUGLAS JON LODE CAUSE YOU INVESTMENT LOSSES?
Who is Douglas Lode of Private Client Services, LLC?
Who is Douglas Lode of Private Client Services, LLC?
Douglas Lode (CRD #4134521) who is currently registered as a broker and investment adviser with Private Client Services, LLC and located in Overland Park, Kansas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Private Client Services, LLC, Douglas Lode was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Douglas Lode Customer Complaint
Douglas Lode has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial professional misrepresented and recommended an unsuitable investment. The customer complaint which was recently filed as a FINRA arbitration proceeding against Cambridge Investment Research for Douglas Lode’s alleged misconduct is still pending.
Douglas Lode Red Flags & Your Rights As An Investor
Of course, Douglas Lode did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Douglas Lode at Private Client Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Douglas Lode has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Private Client Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Private Client Services, LLC Due To Douglas Lode
If you have questions about Private Client Services, LLC and/or Douglas Lode and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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