DID DOUGLAS MADISON MASSEY CAUSE YOU INVESTMENT LOSSES?
Douglas Massey Of UBS Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct
Who is Douglas Massey of UBS Financial Services, Inc.?
Douglas Massey(CRD #4740798) who is currently registered with UBS Financial Services, Inc. and located in Boston, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations.
Douglas Massey Customer Complaint
Douglas Massey has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations and unsuitable investment recommendations to invest in and hold an option’s overlay strategy. Douglas Massey’s customer complaint was withdrawn and, to date, the customer has not taken any further action.
Douglas Massey Red Flags & Your Rights As An Investor
Of course, Douglas Massey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Douglas Massey at UBS Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Douglas Massey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At UBS Financial Services, Inc. Due To Douglas Massey
If you have questions about UBS Financial Services, Inc. and/or Douglas Massey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.